New accountability in financial services : changing individual behaviour and culture / Joe McGrath, Ciaran Walker.
2022
K1066
Linked e-resources
Linked Resource
Online Access
Concurrent users
Unlimited
Authorized users
Authorized users
Document Delivery Supplied
Can lend chapters, not whole ebooks
Details
Title
New accountability in financial services : changing individual behaviour and culture / Joe McGrath, Ciaran Walker.
ISBN
9783030887155 (electronic bk.)
3030887154 (electronic bk.)
9783030887148
3030887146
3030887154 (electronic bk.)
9783030887148
3030887146
Published
Cham, Switzerland : Palgrave Macmillan, 2022.
Language
English
Description
1 online resource (1 volume)
Item Number
10.1007/978-3-030-88715-5 doi
Call Number
K1066
Dewey Decimal Classification
346.082
Summary
This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime (in particular, SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a trajectory towards professionalisation of financial services, and banking in particular, as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms and individuals behaviours. Joe McGrath is Irish Research Council Scholar, a Fulbright Scholar, an Assistant Professor at the Sutherland School of Law, and the Vice Principal for Equality, Diversity and Inclusion of the College of Social Sciences and Law, University College Dublin, Ireland. He has published in the leading international, peer-reviewed journals in his fields. Ciaran Walker is Consultant in the Financial Services Regulation & Governance group at the Dublin office of the global law firm Eversheds Sutherland, Ireland. He also lectures and has published in leading international journals in his fields. Prior to joining Eversheds Sutherland, he was Deputy Head of Enforcement at the Central Bank of Ireland.
Note
Includes index.
Access Note
Access limited to authorized users.
Source of Description
Description based on print version record.
Added Author
Walker, Ciaran, author.
Series
Palgrave Macmillan socio-legal studies.
Available in Other Form
New accountability in financial services.
Linked Resources
Online Access
Record Appears in
Online Resources > Ebooks
All Resources
All Resources
Table of Contents
0. Foreword: Justice Hedigan
1. Changing Individual Behaviour And Culture An Introduction And Overview
2. Responsively Regulating The Financial Services Sector. An Evolving Architecture
3. The Systemic Problem Of Unethical Behaviours In Financial Services
4. Generating Cultures Of Compliance. The Limits Of The Big Stick
5. The New Individual Accountability Regimes (Iars)
6. Professionalising Banking - A Trajectory Towards The Internalisation Of Norms
7. New Accountability In Financial Services Concluding Thoughts.
1. Changing Individual Behaviour And Culture An Introduction And Overview
2. Responsively Regulating The Financial Services Sector. An Evolving Architecture
3. The Systemic Problem Of Unethical Behaviours In Financial Services
4. Generating Cultures Of Compliance. The Limits Of The Big Stick
5. The New Individual Accountability Regimes (Iars)
6. Professionalising Banking - A Trajectory Towards The Internalisation Of Norms
7. New Accountability In Financial Services Concluding Thoughts.