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Title
Equivalence in financial services : a legal and policy analysis / Francesco Pennesi.
ISBN
9783030992699 (electronic bk.)
3030992691 (electronic bk.)
9783030992682 (print)
Published
Cham, Switzerland : Palgrave Macmillan, 2022.
Language
English
Description
1 online resource (xx, 265 pages) : illustrations (some color).
Other Standard Identifiers
10.1007/978-3-030-99269-9 doi
Call Number
KJE6569
Dewey Decimal Classification
343.4/03
Summary
Equivalence in Financial Services offers a comprehensive and cross-industry examination of the rules and procedures under EU financial legislation dedicated to third-country market actors. The equivalence regime has become particularly topical after Brexit, as the United Kingdom is now a third country from the perspective of the European Union. This book investigates whether the current equivalence system is fit for its purpose, namely facilitating cross-border finance while minimizing as extensively as possible financial risks. After describing how the European Commission adopts equivalence measures, the book examines the implementation of the equivalence regime for the following entities: Credit Rating Agencies, Benchmarks, Trading Venues, Investment Firms, Investment Funds, Central Securities Depositories, Trade Repositories, and Central Counterparties. Addressing the most recent policy and legal developments, Equivalence in Financial Services provides an insightful guide into this complex area of financial regulation for scholars of financial regulation, legal practitioners, and policy makers. Francesco Pennesi is a researcher at the Erasmus School of Law and an Italian qualified attorney specialized in financial regulation and supervision. He defended his Phd (Marie Curie Fellowship) at Erasmus University Rotterdam. His work has been published on Perspectives on Federalism, European Papers, and the Common Market Law Review.
Bibliography, etc. Note
Includes bibliographical references and index.
Access Note
Access limited to authorized users.
Source of Description
Online resource; title from PDF title page (SpringerLink, viewed April 27, 2022).
Series
EBI studies in banking and capital markets law, 2730-9096
Chapter 1: Introduction
Part 1: The Regulation of Cross-Border Finance
Chapter 2: Financial Regulation and Systemic risk
Chapter 3: The Regulation of Globalized Finance
Part 2: Cross-Border Regulation in the EU: The Passport and the Equivalence Regime
Chapter 4: The Passport Regime
Chapter 5: The EU Equivalence Regime: Financial Regulation between the EU and Third Countries. - Part 3: The Regulation of Cross-Border Finance
Chapter 6: Evaluating the Effectiveness of Equivalence: towards an Analytical Framework
Chapter 7: A Cross-Industry Analysis of EU Equivalence Frameworks. Are they Effective?
Chapter 8: The Equivalence Framework for Central Counterparties. EU Regulation and Supervision
Chapter 9: A Proposal to Reform the EU Equivalence Regime.
