Transnational securities regulation : how it works, who shapes it / Antonio Marcacci.
Marcacci, Antonio, 1981- author.
2023
HG4521
Available Online

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Title Transnational securities regulation : how it works, who shapes it / Antonio Marcacci.
Author Marcacci, Antonio, 1981- author.
ISBN 9783031180637 (electronic bk.)
3031180631 (electronic bk.)
9783031180620
3031180623
DOI https://doi.org/10.1007/978-3-031-18063-7
Published Cham : Springer, [2023]
Copyright ©2023
Language English
Description 1 online resource (xvii, 507 pages).
Other Standard Identifiers 10.1007/978-3-031-18063-7 doi
Call Number HG4521
Dewey Decimal Classification 346.092
Summary The book provides an analysis of the emergence, evolution, and transformation of transnational securities regulation and of the influences from and the interactions between global regulatory powers in the field. Combining insights from law and political science, the work employs a two-tier complementary "on-the-books" and "in-action" approach. The more classical "on-the-books" approach draws on scholarship in United States and European Union securities regulation; transnational regulation and global administrative law; regime complexity; global governance studies; and the regulatory production of the International Organisation of Securities Commissions (IOSCO). The law in-action approach leverages the authors experience as Compliance senior professional in a multinational financial institution as well as research interviews with senior IOSCO staff. The authors findings enable the reader to develop an original understanding of IOSCO, its standards, and its unique place in the transnational regulatory arena. They also challenge the doxa that the US are the only driving regulatory power in the securities area when in fact, other regulatory powers are emerging for the time being, the EU. The balance has shifted and regulatory compromises are achieved at different points in the rule making process.
Bibliography, etc. Note Includes bibliographical references.
Access Note Access limited to authorized users.
Source of Description Description based on print version record.
Series LCF studies in commercial and financial law ; volume 3.
Available in Other Form Transnational securities regulation.
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Record Appears in Online Resources > Ebooks
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Introduction
PART I Transnational Securities Regulation: How it Works
IOSCO: Evolution, Nature, and Governance
IOSCO in the International Financial Architecture
Standard-Making, Accountability, and Legitimacy
Combined Techniques for the Implementation of Securities Standards
A Mechanism for the Coordination of Cross-border Enforcement
PART II Transnational Securities Regulation: Who Shapes it
The Involvement of Regulatory Powers in IOSCO
Horizontal Standards: Harmonizing Principles and Conflicts of Securities Regulation
Vertical Standards Addressed to Public Authorities
Vertical Standards Addressed to Private Parties
Vertical Standards Set in Concert with Other Institutions
PART III Conclusions
Perspectives Around Transnational Securities Regulation.

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