Tools of effective compliance : proven measures for compliance officers / Thomas Schneider.
2023
HF5668.25
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Details
Title
Tools of effective compliance : proven measures for compliance officers / Thomas Schneider.
Author
Schneider, Thomas, author.
Uniform Title
Wirkungsvolle Compliance. English
ISBN
9783662667484 (electronic bk.)
3662667487 (electronic bk.)
9783662667477
3662667487 (electronic bk.)
9783662667477
Published
Berlin : Springer, [2023]
Copyright
©2023
Language
English
Language Note
Translated from German.
Description
1 online resource (xiv, 236 pages) : illustrations
Other Standard Identifiers
10.1007/978-3-662-66748-4 doi
Call Number
HF5668.25
Dewey Decimal Classification
657/.458
Summary
Unlike many standard works on compliance, this book focuses not on the goals, but on the means that enable effective compliance. From the internal perspective of the compliance officer, everyday problems are addressed and solved with the help of concrete, tried-and-tested measures. Based on the tension between profit generation and compliance, ethical principles as well as the appearance of compliance, its handling of contacts and its procedure in the event of violations are also discussed. Psychological and sociological insights broaden the perspective, put people at the center and offer new starting points for designing successful compliance. The content Background and foundation of compliance Decisions, goals and planning Appearance of the compliance officer Supervisors, groups and newcomers to the profession Partners, allies, competitors Audits and training Conflicts, compliance violations and detection Development and perspectives The author Thomas Schneider holds a degree in business administration. After working for many years as an internal auditor for a Dax 40 company, he has been responsible for the compliance management of a medium-sized steel trader in Essen for several years. He regularly publishes articles and books on the subject of compliance and speaks at conferences. The translation was done with the help of artificial intelligence. A subsequent human revision was done primarily in terms of content.
Bibliography, etc. Note
Includes bibliographical references.
Access Note
Access limited to authorized users.
Source of Description
Online resource; title from PDF title page (SpringerLink, viewed January 25, 2023).
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Table of Contents
Background and foundation of compliance
Decisions, goals, and planning
Compliance officer appearance
Supervisors, groups, and entry-level employees
Partners, allies, competitors
Audits and training
Conflicts, compliance violation, and detection
Development and perspectives.
Decisions, goals, and planning
Compliance officer appearance
Supervisors, groups, and entry-level employees
Partners, allies, competitors
Audits and training
Conflicts, compliance violation, and detection
Development and perspectives.