001470153 000__ 08367cam\\22006617i\4500 001470153 001__ 1470153 001470153 003__ OCoLC 001470153 005__ 20230803003404.0 001470153 006__ m\\\\\o\\d\\\\\\\\ 001470153 007__ cr\un\nnnunnun 001470153 008__ 230704s2023\\\\sz\\\\\\o\\\\\001\0\eng\d 001470153 019__ $$a1388497313$$a1389835349 001470153 020__ $$a9783031344015$$q(electronic bk.) 001470153 020__ $$a3031344014$$q(electronic bk.) 001470153 020__ $$z3031344006 001470153 020__ $$z9783031344008 001470153 0247_ $$a10.1007/978-3-031-34401-5$$2doi 001470153 035__ $$aSP(OCoLC)1388634739 001470153 040__ $$aYDX$$beng$$erda$$cYDX$$dGW5XE$$dEBLCP$$dFIE$$dYDX$$dUKMGB 001470153 049__ $$aISEA 001470153 050_4 $$aHG103$$b.T36 2023 001470153 08204 $$a174.4$$223/eng/20230712 001470153 1001_ $$aTan Bhala, Kara,$$eauthor. 001470153 24510 $$aEthics in finance :$$bcase studies from a woman's life on Wall Street /$$cKara Tan Bhala. 001470153 250__ $$aSecond edition. 001470153 264_1 $$aCham :$$bPalgrave Macmillan,$$c[2023] 001470153 300__ $$a1 online resource 001470153 336__ $$atext$$btxt$$2rdacontent 001470153 337__ $$acomputer$$bc$$2rdamedia 001470153 338__ $$aonline resource$$bcr$$2rdacarrier 001470153 500__ $$aIncludes index. 001470153 5050_ $$aIntro -- Praise for Ethics in Finance -- About this Book -- About the Author -- Acknowledgments -- Contents -- Preface to Second Edition -- Introduction -- 1 Plantation Adventure Case Study -- The Story: A Reverie of Somerset Maugham1 -- Ethics Issue: Honesty in Equity Research -- Conflict of Interest -- Ethics Analysis: Honesty and Integrity Are Virtues -- Aristotle -- Virtue Ethics -- Right Action: Write It as You See It -- Notes -- 2 Bangkok Misadventure Case Study -- The Story: A Sordid Request-To Do or Not to Do? -- Ethics Issue: Friedman and Free Markets 001470153 5058_ $$aThe Friedman Argument: There's No Need for Ethics -- The Free Market Argument -- The Career Suicide Argument -- Ethics Analysis: Free Markets, Market Failures, and Values -- Right Action: Values in Finance -- Notes -- 3 Hong Kong Hike Case Study -- The Story: The Pressure to Perform -- Ethics Issue: Cheating Our Way Up -- Ethics Analysis: What Would Kant Say? -- Right Action: Stay Calm and Carry on Ethically -- Notes -- 4 Mutual Fund Fun Case Study -- The Story: Quick Money at Others' Expense -- Trading in and Out in 24 Hours -- A Drag on Performance -- Ethics Issues: Duty and Fairness 001470153 5058_ $$aEthics Analysis: What Would Socrates Do? -- Fiduciary Duty -- Justice as Fair Treatment -- Right Action: Engage in Transparency and Fairness -- Notes -- 5 High Finance Gender Inequity Case Study -- The Story: An Inner Sanctum for Men Only -- Ethics Issues: Gender Exclusion, Gender Discrimination -- Ethics Analysis: All Theories Say Gender Discrimination Is Wrong -- Justice as Fairness -- Rights and Kantian Ethics -- Natural Law Theory -- Utilitarianism -- Feminist Ethics -- Right Action: Stand Up for Women's Rights -- Notes -- 6 Hedge Fund Edge Case Study 001470153 5058_ $$aThe Story: Pushing the Edge to Get an Edge -- Ethics Issue: Insider Information -- Ethics Analysis: Why Insider Trading Is Unethical -- Fairness -- Fiduciary Duty -- Utilitarian Assessment -- Positive Outcomes -- Negative Outcomes: Applying Behavioral Economics to Insider Trading -- Right Action: Don't Be Seduced by the Money -- Notes -- 7 Hedge Fund Harassment Case Study -- The Story: Hedge Fund Boss Behaving Badly -- Verbal Abuse -- Tasks Unrelated to Work -- A Hostile Work Environment -- Ethics Issue: Maltreatment of Employees -- Ethics Analysis: It's About Human Dignity 001470153 5058_ $$aRight Action: Your Money or Your Life -- Individuals -- Organizations -- Notes -- 8 Whistleblowing Consultant Case Study -- The Story: Whistleblowing or No Good Deed Goes Unpunished -- Ethics Issue: Whistleblowing -- Ethics Analysis: To Whistleblow or Not, That Is the Question -- Right Action: Consider Options Rationally, Then If You Can or Must, Whistleblow -- Notes -- 9 Finance Academy Gender Inequity Case Study -- The Story: Gender Discrimination in the Finance Academy -- The Meeting -- My Complaint -- Ethics Issue: Systemic Gender Discrimination, Implicit Bias 001470153 506__ $$aAccess limited to authorized users. 001470153 520__ $$aEthics in Finance earned five major awards: winner of the Business Book Awards (UK) 2022, and the Goody Business Book Awards 2022; silver medal winner, Global Book Awards 2022; bronze medal winner, Axiom Business Book Awards 2022; and finalist, International Book Awards (US) 2022. The book comprises multiple finance and ethics case studies. The second edition adds video summaries to each chapter. The purpose of the book is twofold. First, the case studies teach readers how to evaluate and determine resolutions to ethical issues in finance. Second, the reader enjoys a journey with the author, a woman, through her years working in finance. The case studies focus on ethical issues in finance which the author encountered over nearly a 30-year career in the industry. There are 10 cases extracted from different sectors of finance. This broad range is a consequence of the authors experience from almost all sides of the business: the buy side, the sell side, equity research in Asia, equity sales, mutual funds, hedge funds, the finance academy, and consulting. Each case study has an engaging narrative describing the background, transactions, players, and ethical issues. The ethical issue is analyzed and resolved using appropriate theories of moral philosophy. Descriptions and analyses are rigorous yet comprehensible, approachable, and entertaining. Apart from ethics determinations, the material in the book describes and explains a variety of specific, and even complex, financial transactions. Each case explains the roles of various players involved. In this way, readers learn about the work involved in different finance positions, from investment bankers and equity traders, to portfolio managers and equity analysts. Readers also get an understanding of major financial transactions and activities such as IPOs, secondary offerings, equity trading, and equity valuations. The book will appeal to the general reader, finance practitioners, college and high school students, and lecturers who can use it to supplement courses in finance or business ethics. Kara Tan Bhala is President and Founder of Seven Pillars Institute for Global Finance and Ethics (USA), the worlds only independent think tank for research, education, and promotion of financial ethics. She was an Honorary Research Fellow at Queen Mary University of London, and is a Jury Member for the Ethics and Trust in Finance Global Prize (Switzerland) and US Ambassador for the Transparency Task Force (UK). She has nearly 30 years of global finance experience through working on Wall Street. Dr. Tan Bhala has five degrees across three disciplines: a Bachelors (City, University of London) and Masters in Business (Oxford University), Masters in Liberal Studies (New York University), and Masters and PhD in Philosophy (University of Kansas). She has lived in the worlds major money centres, and currently resides in Kansas City. She is a member of Americas Council on Foreign Relations and Englands Royal Society for Asian Affairs. 001470153 588__ $$aDescription based on online resource; title from digital title page (viewed on July 13, 2023). 001470153 650_0 $$aFinance$$xMoral and ethical aspects$$vCase studies. 001470153 650_0 $$aWomen in finance$$xMoral and ethical aspects$$vCase studies. 001470153 655_0 $$aElectronic books. 001470153 77608 $$iPrint version: $$z3031344006$$z9783031344008$$w(OCoLC)1377696546 001470153 77608 $$iPrint version:$$aTan Bhala, Kara, author.$$tEthics in finance.$$bSecond edition$$z9783031344008$$w(OCoLC)1388641786 001470153 852__ $$bebk 001470153 85640 $$3Springer Nature$$uhttps://univsouthin.idm.oclc.org/login?url=https://link.springer.com/10.1007/978-3-031-34401-5$$zOnline Access$$91397441.1 001470153 909CO $$ooai:library.usi.edu:1470153$$pGLOBAL_SET 001470153 980__ $$aBIB 001470153 980__ $$aEBOOK 001470153 982__ $$aEbook 001470153 983__ $$aOnline 001470153 994__ $$a92$$bISE