TY  - GEN
AU  - Hung, Angela A.
CN  - KF1070
CY  - Santa Monica, CA :
DA  - c2008.
ID  - 386082
KW  - Securities
KW  - Securities industry
KW  - Investment advisors
KW  - Stockbrokers
LK  - https://univsouthin.idm.oclc.org/login?url=https://ebookcentral.proquest.com/lib/usiricelib-ebooks/detail.action?docID=357898
N1  - "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
PB  - Rand,
PP  - Santa Monica, CA :
PY  - c2008.
T1  - Investor and industry perspectives on investment advisers and broker-dealers/
TI  - Investor and industry perspectives on investment advisers and broker-dealers/
UR  - https://univsouthin.idm.oclc.org/login?url=https://ebookcentral.proquest.com/lib/usiricelib-ebooks/detail.action?docID=357898
VL  - TR-556-SEC
ER  -