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000386082 010__ $$z  2008002124
000386082 020__ $$z9780833044037 (pbk. : alk. paper)
000386082 020__ $$z0833044036 (pbk. : alk. paper)
000386082 035__ $$a(MiAaPQ)EBC357898
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000386082 050_4 $$aKF1070$$b.I58 2008
000386082 08204 $$a346.73/0922$$222
000386082 24500 $$aInvestor and industry perspectives on investment advisers and broker-dealers/$$cAngela K. Hung ... [et al.].
000386082 260__ $$aSanta Monica, CA :$$bRand,$$cc2008.
000386082 300__ $$axxiii, 204 p. :$$bill. (some col.).
000386082 336__ $$atext$$2rdacontent
000386082 337__ $$acomputer$$2rdamedia
000386082 338__ $$aonline resource$$2rdacarrier
000386082 4901_ $$aTechnical report ;$$vTR-556-SEC
000386082 500__ $$a"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
000386082 504__ $$aIncludes bibliographical references (p. 199-204).
000386082 5050_ $$aRegulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding.
000386082 506__ $$aAccess limited to authorized users.
000386082 650_0 $$aSecurities$$zUnited States.
000386082 650_0 $$aSecurities industry$$xLaw and legislation$$zUnited States.
000386082 650_0 $$aInvestment advisors$$xLegal status, laws, etc.$$zUnited States.
000386082 650_0 $$aStockbrokers$$xLegal status, laws, etc.$$zUnited States.
000386082 655_0 $$aElectronic books
000386082 7001_ $$aHung, Angela A.
000386082 7102_ $$aLRN-RAND Center for Corporate Ethics, Law, and Governance.
000386082 830_0 $$aTechnical report (Rand Corporation) ;$$vTR-556-SEC.
000386082 852__ $$bebk
000386082 85640 $$3ProQuest Ebook Central Academic Complete $$uhttps://univsouthin.idm.oclc.org/login?url=https://ebookcentral.proquest.com/lib/usiricelib-ebooks/detail.action?docID=357898$$zOnline Access
000386082 909CO $$ooai:library.usi.edu:386082$$pGLOBAL_SET
000386082 980__ $$aBIB
000386082 980__ $$aEBOOK
000386082 982__ $$aEbook
000386082 983__ $$aOnline