000724330 000__ 05355cam\a2200505Ii\4500 000724330 001__ 724330 000724330 005__ 20230306140528.0 000724330 006__ m\\\\\o\\d\\\\\\\\ 000724330 007__ cr\cn\nnnunnun 000724330 008__ 141117t20142015sz\a\\\\ob\\\\001\0\eng\d 000724330 019__ $$a908083181 000724330 020__ $$a9783319094595$$qelectronic book 000724330 020__ $$a3319094599$$qelectronic book 000724330 020__ $$z9783319094588 000724330 035__ $$aSP(OCoLC)ocn895661103 000724330 035__ $$aSP(OCoLC)895661103$$z(OCoLC)908083181 000724330 040__ $$aN$T$$beng$$erda$$epn$$cN$T$$dGW5XE$$dYDXCP$$dOCLCF$$dOCLCA$$dCDX$$dN$T$$dIDEBK$$dEBLCP 000724330 049__ $$aISEA 000724330 050_4 $$aK4430 000724330 08204 $$a343/.03$$223 000724330 1001_ $$aLatimer, Paul,$$eauthor. 000724330 24510 $$aPromoting information in the marketplace for financial services$$h[electronic resource] :$$bfinancial market regulation and international standards /$$cPaul Latimer, Philipp Maume. 000724330 264_1 $$aCham :$$bSpringer,$$c[2014] 000724330 264_4 $$c©2015 000724330 300__ $$a1 online resource (xv, 238 pages) :$$billustrations 000724330 336__ $$atext$$btxt$$2rdacontent 000724330 337__ $$acomputer$$bc$$2rdamedia 000724330 338__ $$aonline resource$$bcr$$2rdacarrier 000724330 504__ $$aIncludes bibliographical references and index. 000724330 5050_ $$aPreface; Dictionary; List of Abbreviations; Contents; Chapter 1: Introduction: Promoting Information; 1.1 Background and Motivation; 1.2 The Broad Issues of Disclosure; 1.2.1 The Importance of Disclosure in Financial Markets; 1.2.2 The Regulation of Financial Markets; 1.2.3 Why Is Failed Disclosure Unfair to Stakeholders, Investors, Shareholders, Governments, Regulators?; 1.2.4 Three Problems of Information Disclosure; 1.2.4.1 Cost of Disclosure; 1.2.4.2 Conflict of Interest; 1.2.4.3 How to Promote Information; 1.3 Research Question and Objectives of This Book; 1.4 Outline 000724330 5058_ $$a1.4.1 Chapter 1: Introduction -- Promoting Information1.4.2 Chapter 2: Disclosure of Financial and Non-financial Information in the Marketplace; 1.4.3 Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information Is Provided?; 1.4.4 Chapter 4: Promoting Information Under Broker/Client Rules at Common Law and in Equity; 1.4.5 Chapter 5: The Failure of Industry Licensing to Keep the Market Informed -- Obligation to Provide Financial Services `Eff...; 1.4.6 Chapter 6: The Ability of the Commission to Achieve Disclosure in Financial Markets 000724330 5058_ $$a1.4.7 Chapter 7: Stock Exchanges and the Promotion of Information1.4.8 Chapter 8: Towards Principles-Based Regulation; 1.5 Solutions and Recommendations; References; Chapter 2: Disclosure of Financial and Non-financial Information in the Marketplace; 2.1 Why Disclosure? Disclosure of Financial and Non-financial Information; 2.1.1 The Implications of Information Asymmetries; 2.1.2 The Philosophy and Purposes of Promoting Information in the Marketplace (Disclosure); 2.1.3 Efficient Capital Market Hypothesis (ECMH Disclosure); 2.1.4 Implications; 2.2 Voluntary Disclosure 000724330 5058_ $$a2.3 Mandatory Disclosure as a Response to the Failure of the Market to Provide Information2.3.1 Introduction; 2.3.1.1 Definition of Mandatory Disclosure; 2.3.2 In Support of Mandatory Disclosure; 2.3.2.1 Mandatory Disclosure Promotes Investor Confidence; 2.3.2.2 Mandatory Disclosure Promotes Allocational Efficiency; 2.3.2.3 Mandatory Disclosure Discourages Fraud and Misrepresentations; 2.3.2.4 Mandatory Disclosure Promotes Accountability; 2.3.2.5 Empirical Evidence; 2.4 Mandatory Continuous Disclosure; 2.5 Three Problems with Mandatory Disclosure 000724330 5058_ $$a2.5.1 The First Problem of Mandatory Disclosure: Information Is Not Cost Free2.5.2 The Second Problem of Mandatory Disclosure: Conflict of Interest; 2.5.2.1 Input into New Laws; 2.5.2.2 Conflicts of Interest on Disclosure: Agency Costs; 2.5.2.3 Differential Disclosure: Beaver; 2.5.3 The Third Problem of Mandatory Disclosure: How to Promote Information and Facilitate Disclosure?; Conclusion; References; Chapter 3: How Should Financial Markets Be Regulated to Ensure That Information Is Provided?; 3.1 Introduction 000724330 506__ $$aAccess limited to authorized users. 000724330 520__ $$aThis book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America. After every "boom" and "bust", legislators pass new disclosure legislation, often in a heated environment fuelled by politics and the media. Little regard is paid to existing regulat. 000724330 588__ $$aOnline resource; title from PDF title page (SpringerLink, viewed December 24, 2014). 000724330 650_0 $$aInternational finance$$xLaw and legislation. 000724330 650_0 $$aFinance$$xLaw and legislation. 000724330 7001_ $$aMaume, Philipp,$$eauthor. 000724330 77608 $$iPrint version:$$aLatimer, Paul$$tPromoting Information in the Marketplace for Financial Services : Financial Market Regulation and International Standards$$dCham : Springer International Publishing,c2014$$z9783319094588 000724330 852__ $$bebk 000724330 85640 $$3SpringerLink$$uhttps://univsouthin.idm.oclc.org/login?url=http://link.springer.com/10.1007/978-3-319-09459-5$$zOnline Access$$91397441.1 000724330 909CO $$ooai:library.usi.edu:724330$$pGLOBAL_SET 000724330 980__ $$aEBOOK 000724330 980__ $$aBIB 000724330 982__ $$aEbook 000724330 983__ $$aOnline 000724330 994__ $$a92$$bISE