Linked e-resources
Details
Table of Contents
Intro; Preface; Acknowledgements; Contents; List of Figures; List of Tables; Chapter 1: Retail Investors in Indian IPOs: The Context; Chapter 2: Retail Investor Participation and Protection in the Context of IPOs: A Review of Extant Literature; Chapter 3: Legal Framework and Governing Design for IPOs in India; 3.1 Introduction; 3.2 Key Legislations Governing IPOs in India; 3.3 Primary Market Regulation Under the Realm of the Controller of Capital Issues; 3.4 Eligibility for IPO Under CCI; 3.5 The Setting Up of SEBI; 3.6 Market Regulation Under SEBI
3.7 Significant Policy Changes in the Eligibility Norms for IPO-Bound Companies3.7.1 Disclosure and Investor Protection (DIP) Guidelines, SEBI (1992); 3.7.2 The Advent of Book Building; 3.7.3 Growing Stringency in the Eligibility Norms; 3.7.4 Easing of the IPO Norms; 3.7.5 Appraisal of the Issue by Financial Institutions; 3.7.6 Additional Eligibility Parameters in the SEBI (DIP) Guidelines; 3.7.7 Introduction of Margin Requirements for QIBs; 3.7.8 Introduction of IPO Grading; 3.7.9 Application Supported by Blocked Amount (ASBA)
3.7.10 SEBI (Issue of Capital Disclosure Requirement) Regulations, 20093.7.11 Level Playing Field Across Investor Categories; 3.7.12 Eligibility Norms Further Tightened; 3.8 General Qualifiers for IPO-Bound Companies; 3.9 Present Eligibility Norms for IPO-Bound Companies Under SEBI (ICDR), 2018; 3.10 Pricing Mechanism and Price Discovery; 3.11 Book Building Procedure; 3.12 Pricing Under the Fixed Price Method; 3.13 Differential Pricing; 3.14 Promoter's Contribution and Allied Provisions; 3.15 Norms for Minimum Public Shareholding and the Regulatory Interventions
3.16 Allocation to Various Categories of Investors in an Issue3.17 Allocation in Case of Issue Through Other than Book Building; 3.18 Allocation to Anchor Investors; 3.19 General Framework for Rejection of Offer Documents; 3.20 SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015: Provisions of the Listing Agreement as a Means to Safeguarding Investor Protection; 3.21 Legal Framework for the Issue Process; 3.22 Key Intermediaries in the IPO Process; 3.23 Issue Process for the Investor; 3.24 Conclusion; References
Chapter 4: Primary Market Transformation: The Net Effect of Reforms4.1 Primary Markets in Their Rudimentary Form; 4.2 Improvements in the Trading Mechanism; 4.3 Demutualization and Corporatization of Stock Exchanges; 4.4 Dematerialization of Shares; 4.5 No Frills Demat Account for Small Investors; 4.6 Improvements in the Quality of Offerings; 4.7 Enhanced Transparency for IPO-Bound Companies; 4.8 Monitoring the IPO Proceeds; 4.9 Rationalization of the Issue Process and Reduction in the Timelines; 4.10 Greater Accessibility to IPOs for Retail Investors
3.7 Significant Policy Changes in the Eligibility Norms for IPO-Bound Companies3.7.1 Disclosure and Investor Protection (DIP) Guidelines, SEBI (1992); 3.7.2 The Advent of Book Building; 3.7.3 Growing Stringency in the Eligibility Norms; 3.7.4 Easing of the IPO Norms; 3.7.5 Appraisal of the Issue by Financial Institutions; 3.7.6 Additional Eligibility Parameters in the SEBI (DIP) Guidelines; 3.7.7 Introduction of Margin Requirements for QIBs; 3.7.8 Introduction of IPO Grading; 3.7.9 Application Supported by Blocked Amount (ASBA)
3.7.10 SEBI (Issue of Capital Disclosure Requirement) Regulations, 20093.7.11 Level Playing Field Across Investor Categories; 3.7.12 Eligibility Norms Further Tightened; 3.8 General Qualifiers for IPO-Bound Companies; 3.9 Present Eligibility Norms for IPO-Bound Companies Under SEBI (ICDR), 2018; 3.10 Pricing Mechanism and Price Discovery; 3.11 Book Building Procedure; 3.12 Pricing Under the Fixed Price Method; 3.13 Differential Pricing; 3.14 Promoter's Contribution and Allied Provisions; 3.15 Norms for Minimum Public Shareholding and the Regulatory Interventions
3.16 Allocation to Various Categories of Investors in an Issue3.17 Allocation in Case of Issue Through Other than Book Building; 3.18 Allocation to Anchor Investors; 3.19 General Framework for Rejection of Offer Documents; 3.20 SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015: Provisions of the Listing Agreement as a Means to Safeguarding Investor Protection; 3.21 Legal Framework for the Issue Process; 3.22 Key Intermediaries in the IPO Process; 3.23 Issue Process for the Investor; 3.24 Conclusion; References
Chapter 4: Primary Market Transformation: The Net Effect of Reforms4.1 Primary Markets in Their Rudimentary Form; 4.2 Improvements in the Trading Mechanism; 4.3 Demutualization and Corporatization of Stock Exchanges; 4.4 Dematerialization of Shares; 4.5 No Frills Demat Account for Small Investors; 4.6 Improvements in the Quality of Offerings; 4.7 Enhanced Transparency for IPO-Bound Companies; 4.8 Monitoring the IPO Proceeds; 4.9 Rationalization of the Issue Process and Reduction in the Timelines; 4.10 Greater Accessibility to IPOs for Retail Investors