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000916145 020__ $$a9783030249663$$q(electronic book)
000916145 020__ $$a3030249662$$q(electronic book)
000916145 020__ $$z9783030249656
000916145 0247_ $$a10.1007/978-3-030-24966-3$$2doi
000916145 035__ $$aSP(OCoLC)on1125948529
000916145 035__ $$aSP(OCoLC)1125948529
000916145 040__ $$aGW5XE$$beng$$erda$$epn$$cGW5XE$$dEBLCP$$dUKMGB
000916145 049__ $$aISEA
000916145 050_4 $$aHG173
000916145 08204 $$a332.1$$223
000916145 1001_ $$aBraun, Tomasz,$$eauthor.
000916145 24510 $$aCompliance norms in financial institutions :$$bmeasures, case studies and best practices /$$cTomasz Braun.
000916145 264_1 $$aCham, Switzerland :$$bPalgrave Macmillan,$$c[2019]
000916145 300__ $$a1 online resource (vii, 356 pages)
000916145 336__ $$atext$$btxt$$2rdacontent
000916145 337__ $$acomputer$$bc$$2rdamedia
000916145 338__ $$aonline resource$$bcr$$2rdacarrier
000916145 504__ $$aIncludes bibliographical references and index.
000916145 5050_ $$aChapter 1. Introduction.- Chapter 2. Compliance Norms and Legal Coherence.- Chapter 3. Compliance in Financial Institutions -- Tasks, Functions and Structure.- Chapter 4. The Scope Compliance Norms in Financial Institutions.- Chapter 5. The Impact of Cultural Differences on Compliance Norms.- Chapter 6. Organizing Postulates -- A Proposal for A Model Approach.
000916145 506__ $$aAccess limited to authorized users.
000916145 520__ $$aInitially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance has become an asset of corporates that want to build their reliability among clients, shareholders, employees and business partners. This book looks at the efficiency of the compliance measures introduced and the best practices of building compliance norms. This recently observed practice of compliance was triggered by the expectation of regulators, shareholders, clients, business partners and the public for robust compliance mechanisms. This book looks at the vast interest in this topic among business people who strive to introduce the systems and the mechanisms of non-compliance risk management in their companies and at the uncountable difficulties and obstacles they meet. The book fills the gap of thorough analysis of this subject by pointing out the solutions successfully introduced in global financial organizations, and would be of interest to academics, researchers and practitioners in corporate finance, corporate governance and risk management. Tomasz Braun graduated with his PhD from the Faculty of Law and Administration of Lazarski University, Poland. Since then, he has been a lecturer for courses in corporate law for the same institution. His research areas include banking, finance, M&As and restructuring. Dr. Braun's professional background also includes consulting in cross-border transactions, post-acquisition integration projects, implementing restructuring programmes and dispute resolutions, as a general counsel in global financial institutions and as a partner in international law firms.
000916145 588__ $$aOnline resource; title from PDF title page (SpringerLink, viewed October 31, 2019).
000916145 650_0 $$aFinancial institutions$$xLaw and legislation.
000916145 650_0 $$aFinancial institutions, International$$xLaw and legislation.
000916145 650_0 $$aCorporate governance.
000916145 852__ $$bebk
000916145 85640 $$3SpringerLink$$uhttps://univsouthin.idm.oclc.org/login?url=http://link.springer.com/10.1007/978-3-030-24966-3$$zOnline Access$$91397441.1
000916145 909CO $$ooai:library.usi.edu:916145$$pGLOBAL_SET
000916145 980__ $$aEBOOK
000916145 980__ $$aBIB
000916145 982__ $$aEbook
000916145 983__ $$aOnline
000916145 994__ $$a92$$bISE