subjectheading:[Investment advisors -- Legal status, laws, etc. -- United States.] - Search Results - University of Southern Indiana

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1.	Restricting advice and education : DOL's unworkable investment proposal for American families and retirees : hearing before the Subcommittee on E[...] United States. Congress. Senate. Committee on Health, Education, Labor, and Pens[...] Washington : U.S. Government Publishing Office, 2017. Y 4.L 11/4:S.HRG.114-665 \| View e-resource \| Available Online \| Detailed record - Similar records
2.	Pension Security Act of 2003 : report together with minority views (to accompany H.R. 1000) (including cost estimate of the Congressional Budget [...] United States. Congress. House. Committee on Education and the Workforce. [Washington, D.C. : U.S. G.P.O., 2003]- Y 1.1/8: 108-43/ \| Detailed record - Similar records
3.	Providing for consideration of H.R. 1000, Pension Security Act of 2003 : report (to accompany H. Res. 230). United States. Congress. House. Committee on Rules. [Washington, D.C. : U.S. G.P.O., 2003] Y 1.1/8: 108-98 \| Detailed record - Similar records
4.	Retirement Security Advice Act of 2001 : report together with minority views (to accompany H.R. 2269) (including cost estimate of the Congression[...] United States. Congress. House. Committee on Education and the Workforce. [Washington, D.C. : U.S. G.P.O., 2001- Y 1.1/8: 107-262/ \| Detailed record - Similar records
5.	The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United S[...] United States. Congress. Senate. Committee on Banking, Housing, and Urban Affair[...] Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996. Y 4.B 22/3: S.HRG. 104-681 \| Detailed record - Similar records
6.	Investor and industry perspectives on investment advisers and broker-dealers/ Angela K. Hung ... [et al.]. Hung, Angela A.; LRN-RAND Center for Corporate Ethics, Law, and Governance. Santa Monica, CA : Rand, c2008. KF1070 .I58 2008 \| View e-resource \| Available Online \| Detailed record - Similar records
7.	Pension Security Act of 2002 : report together with minority views (to accompany H.R. 3762) (including cost estimate of the Congressional Budget [...] United States. Congress. House. Committee on Education and the Workforce. [Washington, D.C. : U.S. G.P.O., 2002- Y 1.1/8: 107-383/ \| Detailed record - Similar records
8.	H.R. 2269, the Retirement Security Advice Act : hearing before the Subcommittee on Employer-Employee Relations of the Committee on Education and [...] United States. Congress. House. Committee on Education and the Workforce. Subcom[...] Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2002. Y 4.ED 8/1: 107-22 \| Detailed record - Similar records
9.	Providing for consideration of H.R. 2269, Retirement Security Advice Act of 2001 : report (to accompany H. Res. 288). United States. Congress. House. Committee on Rules. [Washington, D.C. : U.S. G.P.O., 2001] Y 1.1/8: 107-289 \| Detailed record - Similar records
10.	Investment adviser industry reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, [...] United States. Congress. House. Committee on Energy and Commerce. Subcommittee o[...] Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992. Y 4.EN 2/3: 102-128 \| Detailed record - Similar records

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