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> Search Results: subjectheading:[United States. -- Securities and Exchange Commission -- Rules and practice.]
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University of Southern Indiana
5
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1.
The Securities and Exchange Commission report entitled : the regulation of public utility holding companies : joint hearings before the [...]
United States. Congress. House. Committee on Commerce. Subcommittee on Energy an[...]
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996.
Y 4.C 73/8: 104-62
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2.
Putting investors first examining proposals to strengthen enforcement against securities law violators : hearing before the Subcommittee on Inves[...]
United States. Congress. House. Committee on Financial Services. Subcommittee on[...]
Washington : U.S. Government Publishing Office, 2020.
Y 4.F 49/20:116-32
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3.
No one would listen: a true financial thriller / Harry Markopolos with Frank Casey ... [et al.] ; [foreword by David Einhorn].
Markopolos, Harry.
Hoboken, N.J. : Wiley, c2010.
HV6697 .M37 2010
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4.
Full committee hearing on Sarbanes-Oxley section 404 : will the SEC's and PCAOB's new standards lower compliance costs for small companies? / Com[...]
United States. Congress. House. Committee on Small Business.
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007.
KF27 .S6 2007f
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5.
It's only FAIR : returning money to defrauded investors : hearings before the Subcommittee on Capital Markets, Insurance, and Government Sponsore[...]
United States. Congress. House. Committee on Financial Services. Subcommittee on[...]
Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2003.
KF27 .B515 2003
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