Investor and industry perspectives on investment advisers and broker-dealers/ Angela K. Hung ... [et al.].
2008
KF1070 .I58 2008
Linked e-resources
Linked Resource
Details
Title
Investor and industry perspectives on investment advisers and broker-dealers/ Angela K. Hung ... [et al.].
ISBN
9780833044037 (pbk. : alk. paper)
0833044036 (pbk. : alk. paper)
0833044036 (pbk. : alk. paper)
Publication Details
Santa Monica, CA : Rand, c2008.
Language
English
Description
xxiii, 204 p. : ill. (some col.).
Call Number
KF1070 .I58 2008
Dewey Decimal Classification
346.73/0922
Note
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Bibliography, etc. Note
Includes bibliographical references (p. 199-204).
Access Note
Access limited to authorized users.
Added Author
Added Corporate Author
Series
Technical report (Rand Corporation) ; TR-556-SEC.
Linked Resources
Record Appears in
Table of Contents
Regulatory and legal background
View of the industry from published sources
Insights from industry data
Documentation and information provided by firms
Investors' level of understanding.
View of the industry from published sources
Insights from industry data
Documentation and information provided by firms
Investors' level of understanding.