Investor and industry perspectives on investment advisers and broker-dealers/ Angela K. Hung ... [et al.].
2008
KF1070 .I58 2008
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Details
Title
Investor and industry perspectives on investment advisers and broker-dealers/ Angela K. Hung ... [et al.].
ISBN
9780833044037 (pbk. : alk. paper)
0833044036 (pbk. : alk. paper)
0833044036 (pbk. : alk. paper)
Imprint
Santa Monica, CA : Rand, c2008.
Language
English
Description
xxiii, 204 p. : ill. (some col.).
Call Number
KF1070 .I58 2008
Dewey Decimal Classification
346.73/0922
Note
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Bibliography, etc. Note
Includes bibliographical references (p. 199-204).
Access Note
Access limited to authorized users.
Added Author
Hung, Angela A.
Added Corporate Author
LRN-RAND Center for Corporate Ethics, Law, and Governance.
Series
Technical report (Rand Corporation) ; TR-556-SEC.
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Table of Contents
Regulatory and legal background
View of the industry from published sources
Insights from industry data
Documentation and information provided by firms
Investors' level of understanding.
View of the industry from published sources
Insights from industry data
Documentation and information provided by firms
Investors' level of understanding.